A Registered Investment Advisor is any person that meets the definition of Investment Advisor under the Investment Advisers Act of 1940 and is registered with either their state or the SEC. NUKU Asset Inc. is a Registered Investment Advisor and is registered with the SEC.
Our one-fee-only policy is to limit any conflicts of interest that often exist in the financial industry. We are committed to our clients, and believe any and all incentives should be aligned with our clients achieving their goals. As such we do charge any commissions or transaction fees and do not accept trading rebates or soft-dollar commissions.
Read more about our One Fee Only Policy.
Advisory fees are billed monthly in arrears. Fees are calculated by taking the average daily balance over the prior month and multiplying it by the fee in effect.
The minimum opening acccount balance is $50,000.
Investments are first identified by our own in-house research team that is dedicated to identifying attractive investments. We then use our own system of patent-pending computer algorithms to match the investments that are most ideally suited to meeting the needs of your financial plan. This system assesses many things, such as growth potential and industry diversification, to ensure the best assets are chosen.
NUKU’s research group looks for opportunities in growing companies as well as companies that offer investments that can safely offer attractive returns through dividend or interest payments. We do follow a value-oriented Graham-Dodd methodology when selecting investments.
We actively manage accounts and will buy and sell investments whenever we determine that a new asset allocation is appropriate. For an existing account, this can be due to changes in market prices (beyond certain thresholds) and changes in our opinions on the investments held within the account or identification of more suitable investments for an account.
Yes. You can close your account at any time. Management fees will be prorated up to the date of closure.
NUKU Asset Inc. is regulated by the Securities and Exchange Commission as an Investment Advisor. Visit SEC Investment Advisor Public Disclosure >
Your assets are held with Interactive Brokers LLC, and independent custodian that will also provide account statements and tax documents. Interactive Brokers is a FINRA registered Broker-Dealer and all accounts are covered by SIPC insurance. Read more about Custody at Interactive Brokers.
Our system is regularly analyzing your account and will make adjustments to your holdings based on requirements in your Plan, price movements, and whenever we think an investment is better, or no longer, suitable for your account.
You can withdraw available cash at any time. If you require more cash than that available in your account, your transfer request should be made at least four business days prior to your desired withdrawal date so that we can sell investments and receive your cash, which may take up to three business days.